Mortgage Audit Questionnaire

1. Contact Name (required)
   
2. Contact Email (required)
   
3. Company Name
   
4. Address
   
5. City
   
6. State
   
7. Zip
   
8. Telephone
   
9. Fax
   
10. Number of Offices
    
11. HUD/FHA identification Number
    
12. Fiscal year-end date
    
13. Number of shareholders
    
14. Was there an ownership changes during the year?
    ---YesNo
    If yes, please explain
    
15. Does the company own a subsidiary company?
    ---YesNo
16. Type of HUD program (check one)
     Nonsupervised mortgages Loan correspondent
17. Warehouse line of credit
    ---YesNo
18. Outstanding bank loans and lines of credit
    Terms
    
    Amount
    
19. Does the company engage in hard money lending?
    ---YesNo
20. Does the company own any trust deeds?
    ---YesNo
21. Does the company own any real estate?
    ---YesNo
22. Approved for:
     Title I Title II
23. Year-to-date (fiscal year to be audited) mortgage origination gross revenue
    
24. Number of FHA loans:
    Title I:
    
    Title II:
    
25. Year-to-date (fiscal year to be audited) mortgage servicing
    Dollar volume
    
    Number of loans
    
    HUD loans
    
    Freddie Mac loans
    
26. HUD programs your company participates in
    
27. Other regulated programs your company participates in, other regulatory requirements, etc. (e.g., Freddy Mac, USAP letter, etc.)
    
28. Is there any ongoing, pending, or threatened litigation against the company or ownership?
    ---YesNo
    If yes, please explain
    
29. Does the company engage in any business other than the mortgage business (e.g., escrows or real estate sales)?
    ---YesNo
    If yes, please explain
    
30. The company quality control plan is reviewed by
     internal external personnel
31. If available, please attach a copy of last year?s year-end financial statements and audit report.
    
32. Please attach a copy of this year's year-to-date financial statements (income statement and balance sheet). If there are any significant assets or liabilities not recorded on these financial statements (such as real estate owned, line of credit, etc.), please note.
    
    

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